Search Result

421 - 440 of 1176 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PR App 3.1

As Published: 2005

PR App 3.1

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction