Search Result

341 - 360 of 1114 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting