Search Result

321 - 340 of 1273 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

COND 1.3 General

As Published: 2013

COND 1.3 General

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation