Search Result

241 - 260 of 1277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events