Search Result

141 - 160 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance