Search Result

161 - 180 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR App 2.1

As Published: 2005

LR App 2.1

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements