Search Result

141 - 160 of 1196 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce