Search Result

1161 - 1180 of 1184 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions