Search Result

1161 - 1180 of 1255 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications