Search Result

1141 - 1160 of 1285 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

CONC 3.2 Financial promotion general guidance

As Published: 2014

CONC 3.2 Financial promotion general guidance

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability