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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

LR 14.1 Application

As Published: 2005

LR 14.1 Application

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments