Search Result

781 - 800 of 1214 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose