Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.3 Applying for a waiver

SUP 12.1 Application and purpose

SYSC 3.2 Areas covered by systems and controls

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 13.3 Establishing a branch in another EEA State

REC 2.1 Introduction

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

FEES 4.2 Obligation to pay periodic fees

SUP 14.6 Cancelling qualification for authorisation

COLL 7.7 UCITS mergers

PERG 2.7 Activities: a broad outline

CREDS 2.2 General provisions

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 10A.1 Application

PERG 4.11 Link between activities and the United Kingdom

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PERG 2.6 Specified investments: a broad outline

SYSC 4.1 General requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator