Search Result

761 - 780 of 1075 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary