Search Result

721 - 740 of 1225 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions