Search Result

681 - 700 of 1394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification