Search Result

661 - 680 of 1394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy