Search Result

601 - 620 of 1217 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR App 2.1

As Published: 2005

LR App 2.1

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime