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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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LR App 2.1

As Published: 2005

LR App 2.1

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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