Search Result

481 - 500 of 1087 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees