Search Result

481 - 500 of 1237 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody