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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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