Search Result

441 - 460 of 1259 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction