Search Result

21 - 40 of 1304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares