Search Result

361 - 380 of 1190 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions