Search Result

341 - 360 of 1214 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting