Search Result

341 - 360 of 1282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer