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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business