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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general