Search Result

281 - 300 of 1190 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

CONC 7.15 Statute barred debts

As Published: 2014

CONC 7.15 Statute barred debts

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure