Search Result

241 - 260 of 889 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose