Search Result

241 - 260 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PR App 3.1

As Published: 2005

PR App 3.1

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money