Search Result

161 - 180 of 1285 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities