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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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