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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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LR App 2.1

As Published: 2005

LR App 2.1

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LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

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