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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements