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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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