Search Result

141 - 160 of 1184 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 3.1 Application

As Published: 2005

LR 3.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background