Search Result

141 - 160 of 1165 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?