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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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