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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

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