Search Result

621 - 640 of 1178 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)