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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions