Search Result

521 - 540 of 1300 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator