Search Result

461 - 480 of 1313 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

APER 1.1A Application

As Published: 2013

APER 1.1A Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element