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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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PERG 2.2 Introduction

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PR 2.1 General contents of prospectus

FEES 6.1 Application

SUP 11.4 Requirements on firms

COLL 4.3 Approvals and notifications

COLL 11.5 Auditors

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP App 3.3 Background

CONC 12.1 Application and purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.5 In the course of business

PERG 5.3 Contracts of insurance

REC 2.16 Complaints

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FEES App 1 Annex 4 Glossary of definitions

SUP 11.7 Acquisition or increase of control: assessment process and criteria