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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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