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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules