Search Result

361 - 380 of 1059 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives