Search Result

361 - 380 of 1328 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information